Privacy Notice

 

This notice is being provided pursuant to the Privacy of Consumer Financial Information (Regulation S-P) rule issued by the Securities and Exchange Commission.

 

Our firm does not collect any nonpublic personal information about you or any of our clients from any sources other than you without obtaining your prior written consent.

 

We collect nonpublic personal information about you from the following sources:

·       Information we receive on applications or forms completed by you or from information you provide us.

·       Information about your transactions with us.

 

We do not disclose any nonpublic personal information about our customers or former customers to anyone without your prior consent.

 

We restrict access to nonpublic personal information about you only to employees of our firm who need to know that information to provide services to you.  We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

 

 

Form ADV, Part II Available

 

There is a Form ADV Part II available upon request. This form satisfies the “brochure” requirements of the SEC (Securities and Exchange Commission). You can obtain this update by requesting a copy from our office. You can find contact information at the end of this newsletter. Do not hesitate to call if you have any question.